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If my agency has incurred eligible recovery and/or resiliency expenses in advance of having the project programmed in the TIP/STIP, can they be reimbursed from my pro-rated allocations for recovery and local priority resiliency?

Costs incurred for recovery that do not involve substantial changes to the location, capacity, or function of the transit asset do not need to be programmed in the TIP/STIP to be reimbursed.  However, FTA recommends that such projects undertaken more than a year after a disaster be programmed in the TIP/STIP to ensure that projects are planned and funded alongside non-emergency transportation projects within the State and/or metropolitan planning region.

Will FTA permit a recipient to use Section 5324 Emergency Relief Program funds to support a sole source procurement, and if so, what is the documentation and the process that FTA will require?

While FTA may permit a recipient to use of a sole source method of procurement for a project supported by Emergency Relief Program funds, the recipient must seek and obtain FTA’s approval in writing.

Will FTA permit a recipient to use Section 5324 Emergency Relief Program funds to support a limited competition procurement, and if so, what is the documentation and the process that FTA will require?

FTA has the discretion to permit a recipient to use Section 5324 Emergency Relief Program funds to support a limited competition procurement.Pursuant to FTA’s authorizing statute at 49 U.S.C. § 5325(a), an FTA recipient is required to use FTA funds to support project activities using full and open competition. A recipient may conduct a sole source procurement in very limited circumstances under the Common Grant Rule at 49 C.F.R. Part 18.36.

Where can I find the materials that were presented on January 7th, 21st or 28th about the resilience competition and the Hazard Mitigation Cost Effectiveness requirements?

The slides and training guides from these presentations can be found on FTA’s emergency relief website. Please contact us at if you are interested in obtaining a recording of the webinars.

When does this text from the NOFA apply? “Additional information may be considered on a case-by-case basis, such as if an applicant believes that the information requested above does not adequately measure the proposed benefit of a project."

If an applicant believes the FTA HMCE analysis tool does not capture all of the resilience benefits of a proposed project, the applicant should provide additional information in the qualitative benefits section of the HMCE tool, which is located beneath the projects apparent benefit cost ratio (BCR). Other benefits may also be quantified by an applicant and submitted separately, however, in such a case the applicant must submit a highly detailed explanation of how and why the alternative analysis differs from the HMCE tool.

What should an applicant consider in deciding whether a project is scalable?

Applicants should indicate when a resilience project can be undertaken either in multiple phases or multiple independent elements, provided that each phase or element can be completed independently and will serve to make the transportation system more resilient. If funding is not available for an entire project, FTA may consider awarding funds for one or more scalable project phases or elements. Applicants should identify the proposed scope and reduced funding amount for each scalable alternative, and must complete a separate HMCE analysis for each alternative.

What is the starting date for eligible costs?

There is no fixed starting date for eligible costs, since different parts of the region may have started preparations at different times. Costs that were incurred in preparation for the storm's landfall during the time that the storm was forecast to hit an affected area are eligible for reimbursement at a 90% Federal share under this announcement unless otherwise noted.

What is the process for requesting waivers for projects NOT in Categories 1, 2 and 3?

Recipients affected by Hurricane Sandy may request an FTA Administrator determination that certain terms and conditions not apply when the requirement(s) will limit a recipient’s or sub-recipient’s ability to respond to an emergency or major disaster. Recipients must follow the procedures as set forth in 49 CFR part 601, subpart D when requesting such a determination or seeking a waiver of administrative requirements. The docket is available on, and the docket number for calendar year 2013 is FTA–2013–0001.

What is the process for determining if a project funded under FTA's Emergency Relief Program (ERP) qualifies for the exception found in 23 CFR 450.324?

The FHWA and FTA joint planning rule (23 CFR 450.324) provides that "emergency relief projects" that do not involve substantial functional, locational, or capacity changes are not required to be included in the TIP/STIP. For purposes of FTA's Emergency Relief Program (ERP), "emergency relief projects" may include recovery funded projects, and if applicable, integral resiliency-elements for the said specific recovery projects.


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